Home » Industries » Banking & Financial Services

Regulatory Intelligence for Banking and Financial Services

Our regulatory compliance platform keeps you up-to-date on federal and state banking laws, regulations, and policies, so that you can anticipate potential risks to your financial institutions.

Talk to a Specialist Download Brochure

Curated Regulatory Content

Regology provides true regulatory intelligence, keeping you current with applicable laws, regulations, bills, agency press releases, and more.

Identify, Track, Map
Built for Research
Automated Vigilance
Streamlined Workflow

A Regulatory Compliance Solution

Our platform provides complete visibility of legal content throughout the process from horizon scanning to compliance tracking potential across the globe.

  • Essential tool for legal and compliance professionals
  • Tracks notice of proposed rulemaking process
  • Tracks daily enforcement actions

Ideal for Curious Legal Minds

Boost the role of regulatory research in your financial institution through our smart law library and our regulatory intelligence platform.

  • Save and share your searches
  • Intelligent auto-suggests
  • World’s largest unified database of laws

Artificially Intelligent Assistance

Machine learning and automation powers our world-class platform, increasing the efficiency and reliability of your compliance program. Our platform leverages AI to: 

  • Identify regulatory definitions
  • Predetermined requirements
  • Enable mapping at the section and clause level

An Efficient Compliance Program

Reduce the budget cost and time expended on your financial institution’s demanding regulatory change management process, easily mapping Risks, Controls, and Policies.

  • Tag regulations and add notes
  • Copy citations and highlight text
  • Track changes across versions of laws and regulations
Regology for Banking - Banking Regulatory Change Management

Scalable, Custom-Built Law Repository

A smart law library designed for your financial institution’s current needs and automatically updated with new requirements and relevant changes to regulations across multiple jurisdictions around the world. The law library includes the world’s largest unified database of laws, all U.S. Federal and State jurisdictions, and international scope.

 Explore Regulatory Change Management

The Regology Advantage

Regology’s regulatory intelligence platform helps you reap significant ROI by boosting operational efficiencies, automating manual processes, and having all of your state-by-state banking regulations and compliance programs funneled into one consolidated platform.
Preemptive Risk Management Our platform lets you proactively anticipate change instead of reacting to new laws and regulations that impact your financial institution.
Focus Your Time on What is Relevant Role-based alert routing enables you to document every modification and cut down noise in your focus areas.
Ensure Comprehensive Law Coverage Monitor regulatory change with more than 4,000 data sources, providing insights across all federal and state jurisdictions for the financial sector.
Enhanced Organizational Agility With Regology’s streamlined regulatory intelligence platform, you enable your team with higher levels of automation, the ability to repurpose internal resources towards other business initiatives, and cost reduction in research and compliance.

Use Case Content

Use cases for our platform abound in the banking industry, putting financial institutions ahead of the game in managing regulatory changes worldwide.

BSA/AML/KYC
Cybersecurity
Cryptocurrency
Privacy

Know Your Customer

By improving their AML/KYC systems, banks and other financial institutions could save millions every year. Eliminate costly fines and negative reputational exposure with our regulatory intelligence solution.

Protect Against Fines

With attacks on digital infrastructure growing more problematic for all industries, banking and financial institutions, in particular, must stay compliant with cybersecurity laws.

Avoid Illicit Activity

As cryptocurrencies become more intertwined with financial services and associated products, your financial institution will need to keep track of the latest developments around digital assets and virtual currencies to avoid risks, such as illicit movement of funds.

Respect Consumer Privacy

Financial institutions must stay abreast of regulations governing consumers’ right to privacy—the evolving regulatory landscape of privacy laws calls for a smart compliance management system.

 

Browse the Blog

View All Posts
Banking

A Video Overview of Beneficial Ownership with Regology’s Esteban Santana

In this video, Esteban Santana, Regology’s Financial Services Industry Lead and former Senior Special Agent with the FDIC, addresses...
Banking

Tougher Regulations Expected in the Financial Sector

It’s no surprise that tougher regulatory oversight is “knocking on the door” for financial institutions. The unfortunate failure of...
Gaming

Compliance Leaders’ Q&A Series: iGaming

As part of Regology’s Compliance Leaders’ Q&A Series, we asked Anastasios Vasios, Director of New Regulated Markets Compliance at...

Regology for Your Bank

Our experts in banking, legal, the regulatory environment, and SaaS are here to discuss your regulatory change and compliance concerns. Reach out anytime.

Talk to Our Experts