In this video, Esteban Santana, Regology’s Financial Services Industry Lead and former Senior Special Agent with the FDIC, addresses...
It’s no surprise that tougher regulatory oversight is “knocking on the door” for financial institutions. The unfortunate failure of...
As part of Regology’s Compliance Leaders’ Q&A Series, we asked Anastasios Vasios, Director of New Regulated Markets Compliance at...
Advertising and marketing activities in the gaming industry play a dual role. On the one hand, they promote entertainment...
As part of Regology’s Compliance Leaders’ Q&A Series, we asked a Sr. Director of Corporate Compliance at a large...
Regulated firms in the UK financial services industry face a lot of rules and regulations they need to follow....
When is regulatory compliance proactive? Proactively ensuring due diligence in maintaining compliance is, essentially, “doing the right thing, even...
We asked the Deputy General Counsel and Global Head of Compliance of SafeMoon – a cryptocurrency and blockchain company...
New Survey Suggests 87% of Compliance Professionals are Currently Evaluating New Technology in Their Department. In February and March...
Regology sets the standard for regulatory change management and compliance with thousands of feeds coming into our platform daily....
On February 23, 2023, the International Monetary Fund (IMF) published their recommendations for crypto assets in a paper titled...
Update: Joint Statement by the Department of the Treasury, Federal Reserve, and the FDIC indicating resolution of SVB to...
Due to the ever-changing nature and complexity of laws and regulations, it is difficult to have a regulatory change...
According to several publications, consumers complain about credit reporting more than anything else. And the biggest complaint has been...
Credit Unions, just like banks, have a myriad of laws, regulations, and rules they need to adhere to. With...
An organization needs to ward off a multitude of risks both existing and potential. What’s more – these risks...
On the heels of the geopolitical and economic challenges of 2022, the new year will hone in on governance...
Push for transparency and better governance structures The year 2022 was a junction of geopolitical and economic challenges with...
On September 16, 2022, the White House released the framework for the responsible development of digital assets. The application...
As discussed in Part 1 of this two-part article series, cannabis banking services are a lucrative new venture for...
According to Fortune Business Insights, the global cannabis market is projected to grow from $28.266 billion in 2021 to...
What Are We Measuring with ESG? ESG (environmental, social and governance) is a new regulatory development, and regulatory bodies...
Gaming regulations are evolving fast, as advancing technology transforms the industry, changing both the games to be regulated and...
When the COVID-19 pandemic started in March 2020, the U.S. government provided emergency payments to businesses and the American...
Regology continues its long-standing commitment to global security standards and the industry’s best practices in implementing Data Privacy Controls....
Whether it is land-based or online, new gaming and gambling businesses coming into the market need to follow mandatory...
Going forward, horizon scanning, anti-money laundering, and climate change are top-of-mind for the financial sector. The financial system is...
Know your customer (KYC) is a critical element of every anti-money laundering (AML) and customer due diligence (CDD) program...
Many of today’s most innovative companies are still managing their regulatory compliance programs manually. This is probably one of...
The crypto regulatory landscape is a new frontier in commerce, and the industry is maturing at lightning speed. It’s...
Cryptocurrency is fast maturing as an alternative digital asset class, and it’s no surprise that – as part of...
In compliance, there are three lines of defense: 1. Business itself: the first responsibility lies with the...
In our article on the regulatory future of crypto, we covered President Biden’s Executive Order on digital assets, which...
In an Executive Order dated March 9, 2022, President Biden acknowledged the rapid growth of digital assets and their...
In a press release dated February 28, 2022, the Department of the Treasury’s Office of Foreign Assets Control (OFAC)...
Credit unions (like banks) accept deposits, make loans, and provide many other financial services. They have a rich history...
Last week, we discussed the cost of non-compliance with CFPB Fair Lending Practices, and how regulatory intelligence technology can...
The purpose of this series of articles will be to highlight regulatory information that is important to banks and...
When I was a U.S. Postal Inspector in 2001, I started my career investigating large-scale illegal narcotic cases at...
There is a popular method of purchasing that special gift for your loved one, or maybe a must-have item....
CAMELS is an acronym for capital adequacy, assets, management capability, earnings, liquidity, and sensitivity. In 1979, the members of...
…Cryptocurrencies. With the passage of the Infrastructure Investment and Jobs Act, commonly referred to as the “infrastructure bill,” the...
Cryptocurrencies are all the buzz, but what are regulators saying? Cryptocurrencies have potential opportunities for banks and consumers. With...
Who I Am and What I Do My name is Esteban Santana. I am the Director of Financial Services...
Laws, regulations, and standards are changing and being driven by the growth and popularity of cryptocurrency. How people obtain,...
Compliance officers are in high demand in today’s fast-paced business world; therefore, the trend is not slowing down. The...
About HIPAA Compliance If thought-leaders could wrap a one-word blanket about what it means to stay HIPAA compliant, it...
Global travel and immigration related updates for all tracked agencies. September 2020 US – Imposing Visa Restrictions on Nigerians...
Global antitrust updates for all tracked agencies. September 2020 US – Assistant Attorney General Makan Delrahim Signs Antitrust Cooperation...
Trailblazing AI research by Regology in collaboration with the University of Illinois at Urbana-Champaign – a year-long effort in...
Global cryptocurrency updates for all tracked agencies. August 2020 US – Federal Reserve highlights research and experimentation undertaken to...
Global security updates for all tracked agencies. September 2020 Europe – European Data Protection Board – Thirty-seventh Plenary session:...
Global insurance related updates for all tracked agencies. September 2020 Delaware, US – $21.5 Million in Health Insurance Rebates...
Global trade updates for all tracked agencies. September 2020 Brazil – Trade balance has a record US $ 6.6...
Global supply chain updates from all tracked agencies. September 2020 Taiwan – Taiwan’s Removal of Restrictions on U.S. Exports...
As the COVID-19 pandemic continues to travel throughout the world, security agencies are raising awareness as hackers are taking...
Global health and COVID-19 related updates amongst all tracked agencies. Week of August 31, 2020 France – Cyanobacteria in...
Global banking updates amongst all tracked agencies. Week of Sept. 15, 2020 US – OCC Allows National Banks and...
As COVID-19 has rapidly swept the world; countries are coming together to protect their people and find the best...
List of effective dates for laws under the CARES Act: 11 U.S.C 101(10A)(B)(ii) & 11 USC 1325(b)(2) — The...
Since the $2.2 Trillion CARES Act (Pub. L. 116–136) got signed into law in 2020, many industries have been...
List of all the law amendments in the CARES Act. A list of all 162 amendment citations can be...
Countries are coming together as their Central Banks attack the recession caused by COVID19. Central banks globally are removing...
CPA Firm Issues SOC 2SM Report on Controls Over Security and Availability Trust Services Criteria for Regology’s Regulatory Compliance...
